Book Cover  American Government 4/e     Thomas E. Patterson
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Chapter 13: Congressional Policymaking: Balancing National Goals and Local Interests


CHAPTER OUTLINE

CHAPTER OUTLINE

Introduction

The 1993 NAFTA vote "illustrates the dual nature of Congress"

Congress is a lawmaking institution for the nation

Congress is a representative assembly for states and districts

Congressional elections: "local events with national consequences"

The chapters main points:

Congress has limitations in developing comprehensive national policies

Congress is well organized to handle policies of relatively narrow scope

Members of Congress are very responsive to local interests

The oversight function is secondary to lawmaking or representation functions

Congress is admired for rewarding many interests through negotiation/deliberation; Congress is criticized for impeding the majority, helping special interests, and delay

The Lawmaking Function of Congress

Introduction—Framers expected Congress to be the leading branch of government

Lawmaking—Congress was dominant in the nineteenth century

Today: Congress and president share lawmaking function

Congress has say on narrower legislation (bulk of ten thousand bills)

President: contributes on broad legislative measures

How a Bill Becomes a Law

From Committee Hearings to Floor Debate

Subcommittee to full committee

Rules Committee in House determines time, "open" or "closed" rule

Union calendar—sets the order of debate for finance and economic bills

House calendar—covers nonfinancial and noneconomic bills

House: Committee of the Whole (quorum of one hundred members needed)

Senate: Majority leader schedules for bills

Unlimited debate in Senate

Cloture and filibuster

Senators may pose "riders"—any amendment to any bill

From Floor Debate to Enactment into Law

About 10 percent of bills go to "conference committee" to resolve differences

Formed temporarily to reach a compromise

Compromise version can be passed, defeated, or returned committee

If passed by both houses, then goes to president for signature or veto

Congress can override veto by two-thirds vote in each house

Pocket veto—president fails to sign in ten days—Congress adjourns

Program or project requires an appropriation of funds

Funding legislation goes through same steps as authorizing law

Requires identical funding bills in both houses

Congress’s Policy Role

Broad Issues: The Limits of Fragmentation on Congress’s Role

Congress not well designed to handle broad national issues

Two houses must pass identical versions of bills

Many members—100 in Senate, 435 in House—with many perspectives

Congress generally relies on president to initiate broad policy proposals

President can decide on his/her own

President has national political base; lends a national perspective on the issues

But Congress does not necessarily do what the president recommends

CBO allows Congress to evaluate presidential proposals

Congress in the Lead: Narrow Policy Issues

Most bills addressed by Congress deal with narrow policy questions

Committees and subcommittees decide most legislative issues

Sharply divided committee will invite greater scrutiny by rest of Congress

Committee that develop reputations for fair play are more effective

Caucus: black, Hispanic, women’s caucuses can be influential

Note again importance of iron triangles and issue networks

Wilson’s comment: Congress as a system of "little legislatures"

The Representation Function of Congress

Introduction—Congress superb as a "forum of expression for diverse interests"

Perennial question: should members represent nation or constituency?

Trustee or delegate role (most members tend toward local orientation)

Representation of States and Districts: Constituency Politics

European representatives—see national interest first (due to unitary systems)

Committee system of Congress promotes local interests

Logrolling—trading votes with another member for mutual self-interest

Members of Congress sometimes have no choice but to go against constituency

Representation of Interests: Group Politics

Emergence of outside lobbying—pressure from the grassroots

Hall and Wayman study: Committee members responsive to interests

Representation of the Nation: Party Politics

Partisanship—the main source of cohesion and division in Congress

A majority of Democrats often vote against Republican majorities

Real and substantial differences between the parties (e.g., on budget)

In 1993–94, members of both houses voted along party lines more than 80 percent of the time

More than half the time, presidential initiatives split along party lines

Constituent and partisan differences often difficult to separate

The Oversight Function of Congress

The Process of Legislative Oversight

Oversight: Supervisory activity to see if executive carries out laws faithfully

Committee system of Congress implements oversight function

Oversight not normally pursued aggressively unless:

Congress is annoyed with an agency

Congress has discovered gross abuse of legislative authorization

Congress is reviewing a program for major changes

Investigations into crime, poverty, health care, scandals (Watergate, Whitewater)

Executive branch officials required to testify

Example: Samuel R. Pierce and HUD in 1990

Congress can reduce yearly funding of an agency

Legislative Devices for Restraining the Bureaucracy

Detailed instructions in appropriations bills

Sunset laws—programs end unless renewed by Congress

Legislative veto—controversial and possibly unconstitutional

Use of GAO—General Accounting Office

Obstacles to Oversight

Oversight involves prospect of conflict between Congress and bureaucrats

Biggest obstacle: sheer magnitude of task

Oversight: useful tool when party controls Congress, but not presidency

Congress: Too Much Pluralism?

1996 debate over line-item veto revealed much about Congress: members unable to control pork barrel spending on their own

Congress gives a great deal of power to special interests

Critics: Congress is too pluralistic and not majoritarian

Pluralists: Congress should be responsive to constituent interests

Critics: Congress so responsive that it neglects national policy needs (welfare)

The enduring question: Does Congress lean too far toward the local and particular?


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