Book Cover  American Government 4/e     Thomas E. Patterson
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Chapter 14: Presidential Office and Election: Leading the Nation


CHAPTER OUTLINE

CHAPTER OUTLINE

Introduction

Clinton exploited inherent leeway in president’s constitutional authority in pursuing his Iraq policy

Presidents have wide latitude in defining their duties

The Constitution: vests power in a single executive (Framers considered three persons)

Separation of powers and electors would limit president’s power

Framers did not anticipate selection by popular election

Framers did not foresee leadership implications of office

Two features of the presidency—national election and singular authority—enable presidents to claim position of national leader

The chapter’s main points:

Public expectations, crises, changing world/nation conditions: strong presidency

Modern presidential campaigns: a marathon affair

Presidents cannot exercise complete control over huge staff

Foundations of The Modern Presidency

Introduction (expansion of presidential powers, especially the war power)

Since Jefferson, presidents have sent troops overseas more than two hundred times

Of twelve wars, only five declared by Congress (but not Korea, Vietnam, Gulf)

Presidential powers: diplomacy, treaties

Executive agreements—don’t require Senate confirmation

Since World War II, presidents have negotiated more than ten thousand agreements but less than one thousand treaties

Power to appoint major administrators (Hamilton: president’s real power)

Reagan used executive power to inhabit abortion counseling

Clinton used same power to permit federal funding for counseling

Legislative authority—use of veto, recommend proposals to Congress

Framers expected this authority to be used in limited/largely negative way

Modern presidents use veto regularly (FDR vetoed record 635 acts of Congress)

An Emerging Tradition of Strong Presidents

Jackson contended he was "the people’s tribune"

Whig theory was prevailing conception of the presidency (James Buchanan):

President confined to expressly granted constitutional authority

President primarily an administrator who carried out will of Congress

Stewardship theory—T. Roosevelt, Woodrow Wilson

Called for a strong, assertive presidency, no undefined inherent constraints

FDR signaled the end of the limited presidency

The Need for Presidential Leadership in National Crises

Lincoln: acted decisively during Civil War outbreak (Congress backed him)

FDR: Congress backed his evacuation of Japanese Americans after Pearl Harbor

Truman: president must use whatever power not denied to him by Constitution

 

The Need for Presidential Leadership of an Activist Government

During 1800s, nation did not need a strong president (sectionalism, isolationist)

Foreign Policy Leadership—World War II changed nation’s international role

Foreign policy often requires fast action

Domestic Policy Leadership—President given power to initiate budget

New Deal made government partner in the economy

Employment Act of 1946—federal government maximizes employment

Since FDR, federal government’s role has expanded—shifted power to president

All democracies have seen power moving to executive (British prime minister)

Choosing the President

The Development of the Presidential Selection System (each reform based on legitimacy)

The First and Second Systems: Electors and Party Conventions

Framers developed electoral college (no direct election of president)

House, due to lack of majority, chose Jefferson in 1800 (Burr controversy)

Twelfth Amendment enacted to prevent ties in electoral college

Some electors followed party’s caucus ("King Caucus")

Jackson’s reforms: tied electoral vote to popular vote/convention

Only Hayes, Harrison have won after losing the popular vote

Jackson also eliminated caucus through nominating convention

The Third and Fourth Systems: Primaries and Open Races

Until 1968, primary victories did not guarantee nomination (Kefauver)

After Humphrey in 1968, Democrats reformed system:

Delegates chosen through primary elections or open party caucuses

Republicans also affected

In sum: System is now based on popular support, not elite-dominated

The Campaign for Nomination (wide open, drawn-out, starts with unknowns)

Media and Momentum (strong showing in early contests builds public support)

Dukakis in 1988; Clinton did well on Super Tuesday 1992

Money needed—over twenty state contests scheduled in first month of 2000 campaign

Issues, name recognition can help

Federal Election Campaign Act of 1974:

Federal matching funds to raises at least $5,000 in each of twenty states

In 1996, spending limit for each candidate was nearly $30 million

The National Party Conventions

Conventions tame today—not since 1952 has nomination gone past first ballot

Delegates vote on platform, nominate ticket

Some conventions conflictual: McCarthy-Humphrey in 1968

Can cement party unity—a fourth of voters solidify presidential choice

Conventions can produce a "bounce" in polls (Clinton)

Selection of vice president rests with the presidential nominee

The Campaign for Election

Introduction

Hard for minor party or independent candidate to win (Perot)—two-thirds of voters identify with main two parties

Election Strategy

"The economy, stupid"—Clinton’s key issue in 1992

Leadership image can change—Bush from 91 percent to below 40 percent

Electoral votes—required 270 (majority) of 538

Win in most populous states—California, New York, Texas, etc.

Unit rule—(except Maine and Nebraska)—all to popular vote victor

Possibility: popular vote winner could lose election (Ford in 1976)

Media and Money

Media campaign—"sound bites" and talk shows (new media) in 1992;

Televised debates (since 1960 with Kennedy and Nixon)

Debates influenced votes of only small percentages of voters

Perot’s debate performance helped him

Political advertising

Since 1976, TV commercials have accounted for about half of

Candidates’ expenditures in general election campaign

"Packaging the presidency"

Negative ads effective

Major party nominees in 2000 will receive about $65 million each

Candidates who accept federal grants can spend no more funds

All major-party nominees since 1976 have accepted public funding

Other candidates: federal funds if 5 percent of vote received

(can’t spend more than $50,000 of their own money)

The Winners

All have been white males, most well-to-do Anglo-Saxon Protestants

Nearly a third have been vice presidents, others held high office

Recently, vice presidency has been inside track to presidency

Staffing the Presidency

Presidential Appointees

Appointees are a source of policy information

Appointees extend president’s reach into the huge federal bureaucracy

Tend to be individuals who share president’s political beliefs

Reagan rejected many non-conservatives

Carter chose many (42 percent) independents or members of opposition party

The Executive Office of the President (EOP—created in 1939)

Includes OMB, NSC, and CEA

The vice president—some, like Gore, given responsible tasks

The White House Office—serves president most directly and personally

President’s assistants—can be fired or hired at will

Policy experts—CEA on economy

The President’s Cabinet—heads of executive departments

Cabinet heads—appointed by president, confirmed by Senate

Has no formal authority; today outmoded as a policymaking forum

Some heads may oppose President—Carter’s firing of Califano in 1978

Other Presidential Appointees—directors and deputies of federal agencies/commissions

President appoints more than five thousand executive officials

About seven hundred appointees who serve president more or less directly

The Problem of Control

Problem of president controlling numerous, independently-oriented subordinates

Policy experts might have a narrow view of national priorities

Top political appointees might behave too independently

Lower-level career appointees are sometimes "captured" by their own agency

Organizing the Extended Presidency

The Pyramid Approach—Eisenhower, Nixon, Reagan, Bush

Permits more effective control of subordinates

Frees president from dealing with minor issues

Dangers: information blocked, advisers make own decisions

 

The Hub-of-the-Wheel Approach—FDR, Kennedy, Johnson, Ford, Carter, Clinton

President at center of organization, accessible to many advisers

Allows more information to reach president with more options/opinions

Problems: Encourages personal rivalries, undermines team efforts; president may be overloaded with staff opinions

Carter switched to a more hierarchical system

Likewise Ford and Clinton—each turned to strong chief of staff

The Insoluble Problem: presidential responsibilities are so broad that all assistants cannot be supervised directly.

Modern presidency is a double-edged sword: presidents have greater responsibilities than predecessors and thus more power, but they must rely on staffers who might or might not work for the best interests of the president


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